FSDA Presents...An Evolution of an Industry: Challenges, Opportunities & Trends

8:00 a.m. - 8:30 a.m. Registration & Networking Continental Breakfast
8:30 a.m. - Welcome & Opening Remarks
8:45 a.m. – 10:00 a.m. Panel Discussion: The Fire & Fury of Cryptocurrencies and Blockchain Technology
Kevin Rosen, Esq., Shutts & Bowen LLP – Moderator
Gus Dimitrelos, President of Cyber Forensics, Inc., retired US Secret Service
Yvette Panetta, Deputy Director, FINRA Member Regulation
David Silver, J.D., Founding Partner of Silver Miller
Marshall Swatt, Co-Founder of Coinsetter

10:00 a.m. – 10:30 a.m. A Conversation with Richard Berry, EVP and Director of FINRA’s Office of Dispute Resolution
Richard Berry, head of FINRA Dispute Resolution, and FSDA member Patricia Cowart, Senior Counsel Wells Fargo Advisors. Rick will provide us with insight into Dispute Resolution, will discuss recent initiatives, and will address a topic of great interest to our members, the expungement process.

10:30 a.m. – 10:40 a.m. 10-minute networking break

10:40 a.m. – 11:55 a.m. Panel Discussion: Turning #MeToo into #NotHere: Eliminating the Gender Gap in Financial Services
Erin Linehan, Esq., Raymond James – Moderator
Joelle A. Simms, Attorney, BRESSLER, AMERY & ROSS, P.C.
Kirstin Turner, Senior Managing Director, Florida Complex Director, RBC Wealth
Heather B. Brock, Chief Diversity & Inclusion Officer, Employment Law Shareholder, Buchanan Ingersoll
Jonathan Santelli, EVP and General Counsel Raymond James Financial

CLE, CPA & CFP continuing education credit applied for

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